... to prevent violations of law, rule, or regulation and design and ... ICRM.br * Providing guidance on rules and regulations relating to function ... driving compliance with applicable laws, rules and regulations, adhering to Policy, ...
... knowledge of applicable rules and regulations, in particular FINRA Rule 2210 and the SEC rules (with emphasis on the Marketing Rule).brbrKey Responsibilities:brbrThis individual will ... the new SEC Marketing Rule br * Bachelors Degreebr * Strong knowledge ...
... . brManages the Adherence of Golden rules on Shipments: Ensures the accomplishment of quality golden rules on every shipment to customers; shares the golden rules specifications for the shipments to ...
... .brbr* Analyze and validate business rules, collaborating with various functions to ... by stakeholders.brbr* Code business rules and create tech-code in ... by stakeholders.brbr* Code business rules and create tech-code in ...
... and compliance with all country rules and regulations. You will work ... RACI and compliance with country rules and regulations Manage all escalated ... VAT payments by defining mandatory rules to apply preferential duty rates ...
... detect potential violations of Exchange rules and CFTC Regulations applicable to ... * Develop substantive knowledge of Exchanges rules and CFTC regulations br * Stay ... and provide guidance on Exchange rules br * Improve common processes to ...
... the (COMPANY NAME) corporate rules book and active support to ... the (COMPANY NAME) corporate rules book.brbrHow can you make ... NAME)s internal corporate rules book with appropriate documentationbrbr* Work ... on the corporate rules bookbrbr* Help with day to ...
... the (COMPANY NAME) corporate rules book and active support to ... the (COMPANY NAME) corporate rules book.brbrHow can you make ... NAME)s internal corporate rules book with appropriate documentationbrbr* Work ... on the corporate rules bookbrbr* Help with day to ...
... , AutoCAD) in autonomy.Applies drawing rules, standards, project specifications, industrialisation internalrules, ... , AutoCAD) in autonomy.Applies drawing rules, standards, project specifications, industrialisation internalrules, ...
... behaviors that may violate regulatory rules or internal policies and procedures. ... Some knowledge of Compliance laws, rules, regulations, risks and typologiesbr * Excellent ... Some knowledge of Compliance laws, rules, regulations, risks and typologiesbr * Some ...